Heritage Financial, LLC
● SEC registered since 2018CRD 285149SEC# 801-114336Gainesville, VA
Reg. AUM
$408M
Employees
8
Accounts
1,507
Location
Gainesville, VA
Heritage Financial, LLC assets under management
Heritage Financial, LLC is an investment advisory firm registered with the SEC based in Gainesville, VA. The firm has been registered since 2018. It reports $408 million in regulatory assets under management and employs 8 people.
Heritage Financial, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Kalani Morton Control | Principal, Ceo, Member | 50-75% | 2016 |
| Elizabeth Lannon Clark Control | Principal, Chief Compliance Officer, Chief Operations Officer, Member | 25-50% | 2016 |
Frequently asked questions
How much does Heritage Financial, LLC manage?
Heritage Financial, LLC reports $408 million in regulatory assets under management on its Form ADV.
How many employees does Heritage Financial, LLC have?
Heritage Financial, LLC reports 8 employees.
Where is Heritage Financial, LLC located?
Heritage Financial, LLC is based in Gainesville, VA and has been SEC-registered since 2018.
Does Heritage Financial, LLC disclose fund performance?
Heritage Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 7001 Heritage Village Plaza, Suite 190, Gainesville, VA 20155 |
| Phone | (703) 754-1233 |
| Fax | (703) 754-2122 |
| Office hours | 8:30 a.m. - 4:30 p.m. |
| SEC region | Philadelphia Regional Office (PLRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$408M▲ 22%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 53%
Larger than 47% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$408Mregulatory AUM
Discretionary $364.8MNon-discretionary $43.2M