Heritage Wealth Management Inc.
● SEC registered since 2021CRD 312545SEC# 801-121624Cincinnati, OH
Reg. AUM
$604.7M
Employees
6
Accounts
935
Location
Cincinnati, OH
Heritage Wealth Management Inc. assets under management
Heritage Wealth Management Inc. is an investment advisory firm registered with the SEC based in Cincinnati, OH. The firm has been registered since 2021. It reports $604.7 million in regulatory assets under management and employs 6 people.
Heritage Wealth Management Inc. owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Kent Holwadel Control | President | Over 75% | 2021 |
| Jeffrey P Thompson | Financial Advisor | 5-10% | 2021 |
| Lindsey Crocker Meredith | Financial Advisor | 5-10% | 2021 |
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Join to unlock · $37/moFrequently asked questions
How much does Heritage Wealth Management Inc. manage?
Heritage Wealth Management Inc. reports $604.7 million in regulatory assets under management on its Form ADV.
How many employees does Heritage Wealth Management Inc. have?
Heritage Wealth Management Inc. reports 6 employees.
Where is Heritage Wealth Management Inc. located?
Heritage Wealth Management Inc. is based in Cincinnati, OH and has been SEC-registered since 2021.
Does Heritage Wealth Management Inc. disclose fund performance?
Heritage Wealth Management Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 9110 Montgomery Rd., Cincinnati, OH 45242 |
| Phone | 513-440-5475 |
| Office hours | 9 - 5 |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$604.7M▲ 9%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 43%
Larger than 57% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$604.7Mregulatory AUM
Discretionary $503.7MNon-discretionary $100.9M