Herndon Plant Oakley Ltd
CRD 44971SEC# 801-137003Corpus Christi, TX
No longer SEC-registered. Herndon Plant Oakley Ltd appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$155.4M
Employees
3
Accounts
286
Location
Corpus Christi, TX
Herndon Plant Oakley Ltd assets under management
Herndon Plant Oakley Ltd is a registered investment adviser overseen by the SEC based in Corpus Christi, TX. It reports $155.4 million in regulatory assets under management and employs 3 people.
Herndon Plant Oakley Ltd owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Elizabeth Blanchard Ragan Control | Managing Director/Designated Principal Chief Compliance Officer | Under 5% | 1999 |
| James Theodore Oakley Control | Limited Partner | 25-50% | 1998 |
| Phillip Michael Plant Control | Limited Partner | 25-50% | 1998 |
| Sydney Coronado | Finop | Under 5% | 2025 |
Frequently asked questions
How much does Herndon Plant Oakley Ltd manage?
Herndon Plant Oakley Ltd reports $155.4 million in regulatory assets under management on its Form ADV.
How many employees does Herndon Plant Oakley Ltd have?
Herndon Plant Oakley Ltd reports 3 employees.
Where is Herndon Plant Oakley Ltd located?
Herndon Plant Oakley Ltd is based in Corpus Christi, TX.
Does Herndon Plant Oakley Ltd disclose fund performance?
Herndon Plant Oakley Ltd is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 800 N. Shoreline Blvd, Suite 2200 South, Corpus Christi, TX 78401 |
| Office hours | 8:00A.M - 5:00P.M |
| Discloses disciplinary history | Yes |
How this firm compares
Regulatory AUMTop 82%
Larger than 18% of 16,306 advisers
EmployeesTop 77%
More than 23% of 16,824 advisers
Assets under management
$155.4Mregulatory AUM
Discretionary $155.4M