Hicks & Associates Wealth Management, LLC
● SEC registered since 2022CRD 323171SEC# 801-126797Cary, NC
Reg. AUM
$119.6M
Employees
4
Accounts
570
Location
Cary, NC
Hicks & Associates Wealth Management, LLC assets under management
Hicks & Associates Wealth Management, LLC is a registered investment adviser overseen by the SEC based in Cary, NC. The firm has been registered since 2022. It reports $119.6 million in regulatory assets under management and employs 4 people.
Hicks & Associates Wealth Management, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Carman Theodore Hicks Control | Chief Executive Officer & Chief Compliance Officer & Member | Over 75% | 2022 |
Frequently asked questions
How much does Hicks & Associates Wealth Management, LLC manage?
Hicks & Associates Wealth Management, LLC reports $119.6 million in regulatory assets under management on its Form ADV.
How many employees does Hicks & Associates Wealth Management, LLC have?
Hicks & Associates Wealth Management, LLC reports 4 employees.
Where is Hicks & Associates Wealth Management, LLC located?
Hicks & Associates Wealth Management, LLC is based in Cary, NC and has been SEC-registered since 2022.
Does Hicks & Associates Wealth Management, LLC disclose fund performance?
Hicks & Associates Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1145 Executive Circle, Suite C, Cary, NC 27511 |
| Phone | 919-851-5512 |
| Office hours | 8:00 - 5:00 |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$119.6M▲ 23%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 89%
Larger than 11% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$119.6Mregulatory AUM
Discretionary $119.6MNon-discretionary $6K