Higginbotham Retirement Advisors, Inc.
● SEC registered since 2004CRD 128561SEC# 801-62750Houston, TX
Reg. AUM
—
Employees
3
Accounts
—
Location
Houston, TX
Higginbotham Retirement Advisors, Inc. assets under management
Higginbotham Retirement Advisors, Inc. is an investment advisory firm registered with the SEC based in Houston, TX. The firm has been registered since 2004. It employs 3 people.
Higginbotham Retirement Advisors, Inc. owners & executives
9 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Andrew Ralph Reutter Control | Director, Chief Financial Officer, And Chief Operating Officer | Under 5% | 2025 |
| Anthony James Haas | Assistant Secretary | Under 5% | 2025 |
| Gayla Berry Gaudette Control | President And Chief Investment Officer | Under 5% | 2015 |
| Higginbotham Financial Holdings, LLC Control | Owner | Over 75% | 2025 |
| John Michael Ivan | Chief Compliance Officer | Under 5% | 2025 |
| Ross Carmichael | Secretary/Treasurer | Under 5% | 2020 |
| Warren Edward Barhorst Control | Director And Senior Vice President | Under 5% | 2025 |
| Hig Holdings, Inc. | 100% Shareholder Of Hig Operational Holdings | Over 75% | 2007 |
| Hig Operational Holdings Control | 100% Owner Of Higginbotham Financial Holdings | Over 75% | 2025 |
Frequently asked questions
How many employees does Higginbotham Retirement Advisors, Inc. have?
Higginbotham Retirement Advisors, Inc. reports 3 employees.
Where is Higginbotham Retirement Advisors, Inc. located?
Higginbotham Retirement Advisors, Inc. is based in Houston, TX and has been SEC-registered since 2004.
Does Higginbotham Retirement Advisors, Inc. disclose fund performance?
Higginbotham Retirement Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 4424 West Sam Houston Pkwy N, Suite 1000, Houston, TX 77041 |
| Phone | (713) 952-9990 |
| Office hours | 8:00 a.m. To 5:00 p.m. |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | No |
How this firm compares
EmployeesTop 77%
More than 23% of 16,825 advisers