High Falls Advisors, Inc.
● SEC registered since 1989CRD 108678SEC# 801-34161Rochester, NY
Reg. AUM
$694.7M
Employees
17
Accounts
1,848
Location
Rochester, NY
High Falls Advisors, Inc. assets under management
High Falls Advisors, Inc. operates as an SEC-registered investment adviser based in Rochester, NY. The firm has been registered since 1989. It reports $694.7 million in regulatory assets under management and employs 17 people.
High Falls Advisors, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jennifer Englert Vogler Control | Vice President/Chief Compliance Officer | 50-75% | 2020 |
| Kenneth Joseph Burke Control | President/Chief Executive Officer | 50-75% | 2020 |
Frequently asked questions
How much does High Falls Advisors, Inc. manage?
High Falls Advisors, Inc. reports $694.7 million in regulatory assets under management on its Form ADV.
How many employees does High Falls Advisors, Inc. have?
High Falls Advisors, Inc. reports 17 employees.
Where is High Falls Advisors, Inc. located?
High Falls Advisors, Inc. is based in Rochester, NY and has been SEC-registered since 1989.
Does High Falls Advisors, Inc. disclose fund performance?
High Falls Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 180 South Clinton Ave, Suite 300, Rochester, NY 14604 |
| Phone | 585-935-5300 |
| Fax | 585-777-4037 |
| Office hours | 8:30a.m. To 4:30p.m. |
| SEC region | New York Regional Office (NYRO) |
| CIK | 1569139 |
| Discloses disciplinary history | No |
Regulatory AUM
$694.7M▲ 14%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 40%
Larger than 60% of 16,271 advisers
EmployeesTop 28%
More than 72% of 16,825 advisers
Assets under management
$694.7Mregulatory AUM
Discretionary $685.8MNon-discretionary $8.9M