Highland Financial Advisors, LLC
● SEC registered since 2005CRD 125838SEC# 801-64369Wayne, NJ
Reg. AUM
$640M
Employees
12
Accounts
1,151
Location
Wayne, NJ
Highland Financial Advisors, LLC assets under management
Highland Financial Advisors, LLC operates as an SEC-registered investment adviser based in Wayne, NJ. The firm has been registered since 2005. It reports $640 million in regulatory assets under management and employs 12 people.
Highland Financial Advisors, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Annamarie Mock | Member | 5-10% | 2023 |
| Edward J Leach | Member | 10-25% | 2018 |
| Reed Charles Fraasa Control | Managing Member, Chief Compliance Officer, Chief Investment Officer | Over 75% | 1996 |
Frequently asked questions
How much does Highland Financial Advisors, LLC manage?
Highland Financial Advisors, LLC reports $640 million in regulatory assets under management on its Form ADV.
How many employees does Highland Financial Advisors, LLC have?
Highland Financial Advisors, LLC reports 12 employees.
Where is Highland Financial Advisors, LLC located?
Highland Financial Advisors, LLC is based in Wayne, NJ and has been SEC-registered since 2005.
Does Highland Financial Advisors, LLC disclose fund performance?
Highland Financial Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1680 Route 23, Suite 210, Wayne, NJ 07470 |
| Phone | 973-557-2933 |
| Fax | 973-858-0201 |
| Office hours | 8:30 a.m. To 5:30 p.m. |
| SEC region | New York Regional Office (NYRO) |
| CIK | 1939237 |
| Discloses disciplinary history | No |
Regulatory AUM
$640M▲ 27%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 42%
Larger than 58% of 16,271 advisers
EmployeesTop 35%
More than 65% of 16,825 advisers
Assets under management
$640Mregulatory AUM
Discretionary $640M