PPrivate Fund Data
Log in Join · $37/mo
CompaniesFundsPeopleRankingsScreener
Log in Join · $37/mo

Higley, James, W.

● SEC registered since 1994CRD 118961SEC# 801-46920
Export (members)
Reg. AUM
$179.5M
Employees
1
Accounts
50
Location
—

Higley, James, W. assets under management

Higley, James, W. is an investment advisory firm registered with the SEC. The firm has been registered since 1994. It reports $179.5 million in regulatory assets under management and employs 1 people.
View on SEC.gov ↗

Higley, James, W. owners & executives

1 reported
NameTitleOwnershipSince
James Wade Higley ControlPrincipal/Chief Compliance OfficerOver 75%1994

Frequently asked questions

How much does Higley, James, W. manage?

Higley, James, W. reports $179.5 million in regulatory assets under management on its Form ADV.

How many employees does Higley, James, W. have?

Higley, James, W. reports 1 employees.

Does Higley, James, W. disclose fund performance?

Higley, James, W. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone973-539-2855
Fax973-539-2855
Office hours9:00a.m. - 6:00p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Regulatory AUM

$179.5M▼ 8%
Apr '25 — $196MMay '25 — $196MJun '25 — $196MJul '25 — $196MAug '25 — $196MSep '25 — $196MOct '25 — $196MNov '25 — $196MDec '25 — $196MJan '26 — $196MFeb '26 — $196MMar '26 — $179.5MApr '26 — $179.5MMay '26 — $179.5MJun '26 — $179.5M
Apr '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 78%
Larger than 22% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers

Assets under management

$179.5Mregulatory AUM
Discretionary $0Non-discretionary $179.5M