James Wade Higley
Principal/Chief Compliance OfficerHigley, James, W.CRD 1183904
About James Wade Higley
James Wade Higley is listed as Principal/Chief Compliance Officer at Higley, James, W.. Form ADV reports a beneficial ownership band of Over 75%.
Reported ownership
Owns Over 75% of Higley, James, W.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does James Wade Higley work?
James Wade Higley is listed as Principal/Chief Compliance Officer at Higley, James, W. on SEC Form ADV.
How much of Higley, James, W. does James Wade Higley own?
Form ADV reports a beneficial ownership band of Over 75%.
Higley, James, W.
| Title | Principal/Chief Compliance Officer |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 1994 |