Hilltop Securities Asset Management, LLC
● SEC registered since 1991CRD 110760SEC# 801-40189Dallas, TX
Reg. AUM
$37.7B
Employees
31
Accounts
60
Location
Dallas, TX
Hilltop Securities Asset Management, LLC assets under management
Hilltop Securities Asset Management, LLC is an SEC-registered investment adviser based in Dallas, TX. The firm has been registered since 1991. It reports $37.7 billion in regulatory assets under management and employs 31 people.
Hilltop Securities Asset Management, LLC owners & executives
10 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brian Lane Wittneben | Secretary/General Counsel | Under 5% | 2009 |
| David King Medanich | Board Manager | Under 5% | 2007 |
| First Southwest Holding, L.L.C. Control | Parent Company | Over 75% | 2009 |
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Join to unlock · $37/moFrequently asked questions
How much does Hilltop Securities Asset Management, LLC manage?
Hilltop Securities Asset Management, LLC reports $37.7 billion in regulatory assets under management on its Form ADV.
How many employees does Hilltop Securities Asset Management, LLC have?
Hilltop Securities Asset Management, LLC reports 31 employees.
Where is Hilltop Securities Asset Management, LLC located?
Hilltop Securities Asset Management, LLC is based in Dallas, TX and has been SEC-registered since 1991.
Does Hilltop Securities Asset Management, LLC disclose fund performance?
Hilltop Securities Asset Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 717 N. Harwood Street, Suite 3400, Dallas, TX 75201 |
| Phone | 214-953-4000 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$37.7B▲ 19%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 3%
Larger than 97% of 16,271 advisers
EmployeesTop 17%
More than 83% of 16,825 advisers
Assets under management
$37.7Bregulatory AUM
Discretionary $0Non-discretionary $37.7B