Hilltop Securities Inc.
● SEC registered since 1998CRD 6220SEC# 801-55529Dallas, TX
Reg. AUM
$2.51B
Employees
92
Accounts
5,592
Location
Dallas, TX
Hilltop Securities Inc. assets under management
Hilltop Securities Inc. is an SEC-registered investment adviser based in Dallas, TX. The firm has been registered since 1998. It reports $2.5 billion in regulatory assets under management and employs 92 people.
Hilltop Securities Inc. owners & executives
14 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brian Lane Wittneben Control | General Counsel/Secretary | Under 5% | 2016 |
| David King Medanich Control | Board Director | Under 5% | 2017 |
| Hilltop Securities Holdings, LLC Control | Parent | Over 75% | 2015 |
See all 14 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Hilltop Securities Inc. manage?
Hilltop Securities Inc. reports $2.5 billion in regulatory assets under management on its Form ADV.
How many employees does Hilltop Securities Inc. have?
Hilltop Securities Inc. reports 92 employees.
Where is Hilltop Securities Inc. located?
Hilltop Securities Inc. is based in Dallas, TX and has been SEC-registered since 1998.
Does Hilltop Securities Inc. disclose fund performance?
Hilltop Securities Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 717 N. Harwood Street, Suite 3400, Dallas, TX 75201 |
| Phone | 214-953-4000 |
| Office hours | 8:00a.m.-5:00p.m. |
| SEC region | Fort Worth Regional Office (FWRO) |
| CIK | 891055 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$2.51B▲ 11%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 19%
Larger than 81% of 16,271 advisers
EmployeesTop 8%
More than 92% of 16,825 advisers
Assets under management
$2.51Bregulatory AUM
Discretionary $1.8BNon-discretionary $710.3M