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Hoertkorn Richard Charles

● SEC registered since 1972CRD 104649SEC# 801-8374Kentfield, CA
Export (members)
Reg. AUM
$282.5M
Employees
2
Accounts
80
Location
Kentfield, CA

Hoertkorn Richard Charles assets under management

Hoertkorn Richard Charles is an investment advisory firm registered with the SEC based in Kentfield, CA. The firm has been registered since 1972. It reports $282.5 million in regulatory assets under management and employs 2 people.

Hoertkorn Richard Charles owners & executives

1 reported
NameTitleOwnershipSince
Richard Charles Hoertkorn ControlSole Prop./Chief Compliance OfficerOver 75%1972

Frequently asked questions

How much does Hoertkorn Richard Charles manage?

Hoertkorn Richard Charles reports $282.5 million in regulatory assets under management on its Form ADV.

How many employees does Hoertkorn Richard Charles have?

Hoertkorn Richard Charles reports 2 employees.

Where is Hoertkorn Richard Charles located?

Hoertkorn Richard Charles is based in Kentfield, CA and has been SEC-registered since 1972.

Does Hoertkorn Richard Charles disclose fund performance?

Hoertkorn Richard Charles is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1112 Sir Francis Drake Blvd., Kentfield, CA 94904-1419
Phone415-482-8899
Fax415-482-8811
Office hours8:30 a.m. To 4:00 p.m.
SEC regionSan Francisco Regional Office (SFRO)
CIK1598177
Discloses disciplinary historyNo

Regulatory AUM

$282.5M▲ 3%
Mar '25 — $275.4MApr '25 — $275.4MMay '25 — $275.4MJun '25 — $275.4MJul '25 — $275.4MAug '25 — $275.4MSep '25 — $275.4MOct '25 — $275.4MNov '25 — $275.4MDec '25 — $275.4MJan '26 — $275.4MFeb '26 — $282.5MMar '26 — $282.5MApr '26 — $282.5MMay '26 — $282.5MJun '26 — $282.5M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 64%
Larger than 36% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers

Assets under management

$282.5Mregulatory AUM
Discretionary $282.5M