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Holistic Wealth Advisors

● SEC registered since 2024CRD 332918SEC# 801-131511Clifton Park, NY
Export (members)
Reg. AUM
$278.7M
Employees
10
Accounts
1,260
Location
Clifton Park, NY

Holistic Wealth Advisors assets under management

Holistic Wealth Advisors operates as an SEC-registered investment adviser based in Clifton Park, NY. The firm has been registered since 2024. It reports $278.7 million in regulatory assets under management and employs 10 people.

Holistic Wealth Advisors owners & executives

4 reported
NameTitleOwnershipSince
Jeffrey Spencer Sargent ControlChief Compliance OfficerUnder 5%2024
Lakshmi Nagarajan ControlOperations ManagerUnder 5%2024
Stacy Ann Clifford ControlManaging Member/OwnerOver 75%2024
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Frequently asked questions

How much does Holistic Wealth Advisors manage?

Holistic Wealth Advisors reports $278.7 million in regulatory assets under management on its Form ADV.

How many employees does Holistic Wealth Advisors have?

Holistic Wealth Advisors reports 10 employees.

Where is Holistic Wealth Advisors located?

Holistic Wealth Advisors is based in Clifton Park, NY and has been SEC-registered since 2024.

Does Holistic Wealth Advisors disclose fund performance?

Holistic Wealth Advisors is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address5 Southside Drive, Suite 204, Clifton Park, NY 12065
Phone518.357.3858
Office hours9:00 a.m. - 5:00 p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Regulatory AUM

$278.7M▲ 19%
Mar '25 — $234.3MApr '25 — $234.3MMay '25 — $234.3MJun '25 — $234.3MJul '25 — $234.3MAug '25 — $234.3MSep '25 — $234.3MOct '25 — $234.3MNov '25 — $234.3MDec '25 — $234.3MJan '26 — $234.3MFeb '26 — $234.3MMar '26 — $278.7MApr '26 — $278.7MMay '26 — $278.7MJun '26 — $278.7M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 65%
Larger than 35% of 16,271 advisers
EmployeesTop 40%
More than 60% of 16,825 advisers

Assets under management

$278.7Mregulatory AUM
Discretionary $278.7M