Hollow Brook Wealth Management LLC
● SEC registered since 2008CRD 145521SEC# 801-68599Katonah, NY
Reg. AUM
$1.37B
Employees
18
Accounts
603
Location
Katonah, NY
Hollow Brook Wealth Management LLC assets under management
Hollow Brook Wealth Management LLC is an investment advisory firm registered with the SEC based in Katonah, NY. The firm has been registered since 2008. It reports $1.4 billion in regulatory assets under management and employs 18 people.
Hollow Brook Wealth Management LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Alan Lee Bazaar Control | Ceo & Co-Chief Investment Officer | 50-75% | 2014 |
| Philip Ernst Richter Control | President, Founder & Co-Chief Investment Officer, Cco | 50-75% | 2014 |
Frequently asked questions
How much does Hollow Brook Wealth Management LLC manage?
Hollow Brook Wealth Management LLC reports $1.4 billion in regulatory assets under management on its Form ADV.
How many employees does Hollow Brook Wealth Management LLC have?
Hollow Brook Wealth Management LLC reports 18 employees.
Where is Hollow Brook Wealth Management LLC located?
Hollow Brook Wealth Management LLC is based in Katonah, NY and has been SEC-registered since 2008.
Does Hollow Brook Wealth Management LLC disclose fund performance?
Hollow Brook Wealth Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 152 Bedford Road, Katonah, NY 10536 |
| Phone | 212-364-1848 |
| Fax | 212-364-1849 |
| Office hours | 8a.m. -6p.m. |
| SEC region | New York Regional Office (NYRO) |
| CIK | 1455251 |
| Discloses disciplinary history | No |
Regulatory AUM
$1.37B▲ 14%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 28%
Larger than 72% of 16,271 advisers
EmployeesTop 26%
More than 74% of 16,825 advisers
Assets under management
$1.37Bregulatory AUM
Discretionary $832.5MNon-discretionary $534.6M