Holm & Cawley Financial Group LLC
● SEC registered since 2026CRD 150601SEC# 801-135562Las Vegas, NV
Reg. AUM
$128.8M
Employees
5
Accounts
412
Location
Las Vegas, NV
Holm & Cawley Financial Group LLC assets under management
Holm & Cawley Financial Group LLC is an investment advisory firm registered with the SEC based in Las Vegas, NV. The firm has been registered since 2026. It reports $128.8 million in regulatory assets under management and employs 5 people.
Holm & Cawley Financial Group LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Benjamin Claude Cawley Control | Chief Compliance Officer | 25-50% | 2009 |
| Kris Anthony Holm Control | Managing Member | 50-75% | 2009 |
| Reuben Hammon Cawley Control | Managing Member | 25-50% | 2016 |
Frequently asked questions
How much does Holm & Cawley Financial Group LLC manage?
Holm & Cawley Financial Group LLC reports $128.8 million in regulatory assets under management on its Form ADV.
How many employees does Holm & Cawley Financial Group LLC have?
Holm & Cawley Financial Group LLC reports 5 employees.
Where is Holm & Cawley Financial Group LLC located?
Holm & Cawley Financial Group LLC is based in Las Vegas, NV and has been SEC-registered since 2026.
Does Holm & Cawley Financial Group LLC disclose fund performance?
Holm & Cawley Financial Group LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 5155 S Durango Drive, Ste# 102, Las Vegas, NV 89113 |
| Phone | 702-277-3945 |
| Fax | 702-447-1447 |
| Office hours | By Appointment Only |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$128.8MNo change
Feb '26Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 88%
Larger than 12% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$128.8Mregulatory AUM
Discretionary $108.2MNon-discretionary $20.6M