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Horizon Technology Finance Management LLC

● SEC registered since 2010CRD 153052SEC# 801-71141Farmington, CT
Export (members)
Reg. AUM
$811.1M
Employees
23
Accounts
1
Location
Farmington, CT

Horizon Technology Finance Management LLC assets under management

Horizon Technology Finance Management LLC is an SEC-registered investment adviser based in Farmington, CT. The firm has been registered since 2010. It reports $811.1 million in regulatory assets under management and employs 23 people.

Horizon Technology Finance Management LLC owners & executives

12 reported
NameTitleOwnershipSince
Daniel Raffaele Trolio ControlExecutive Vice President And Chief Financial OfficerUnder 5%2017
John Carson BombaraExecutive Vice President, General Counsel, Chief Compliance Officer And SecretaryUnder 5%2008
Lynn Denise Murray DombrowskiChief Accounting OfficerUnder 5%2023
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Frequently asked questions

How much does Horizon Technology Finance Management LLC manage?

Horizon Technology Finance Management LLC reports $811.1 million in regulatory assets under management on its Form ADV.

How many employees does Horizon Technology Finance Management LLC have?

Horizon Technology Finance Management LLC reports 23 employees.

Where is Horizon Technology Finance Management LLC located?

Horizon Technology Finance Management LLC is based in Farmington, CT and has been SEC-registered since 2010.

Does Horizon Technology Finance Management LLC disclose fund performance?

Horizon Technology Finance Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address312 Farmington Avenue, Farmington, CT 06032-2586
Phone860-676-8654
Fax860-676-8655
Office hours8:30 - 5:30
SEC regionBoston Regional Office (BRO)
CIK1513381
Discloses disciplinary historyYes

Regulatory AUM

$811.1M▼ 1%
Mar '25 — $821.8MApr '25 — $795.1MMay '25 — $795.1MJun '25 — $795.1MJul '25 — $795.1MAug '25 — $795.1MSep '25 — $795.1MOct '25 — $795.1MNov '25 — $795.1MDec '25 — $795.1MJan '26 — $795.1MFeb '26 — $795.1MMar '26 — $811.1MApr '26 — $811.1MMay '26 — $811.1MJun '26 — $811.1M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 37%
Larger than 63% of 16,271 advisers
EmployeesTop 22%
More than 78% of 16,825 advisers

Assets under management

$811.1Mregulatory AUM
Discretionary $811.1M