Income & Asset Advisory, Inc.
● SEC registered since 2009CRD 124955SEC# 801-69801Armonk, NY
Reg. AUM
$174.8M
Employees
4
Accounts
541
Location
Armonk, NY
Income & Asset Advisory, Inc. assets under management
Income & Asset Advisory, Inc. is a registered investment adviser overseen by the SEC based in Armonk, NY. The firm has been registered since 2009. It reports $174.8 million in regulatory assets under management and employs 4 people.
Income & Asset Advisory, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Derek Anthony Ralston Control | Prinicpal | 50-75% | 2024 |
| Jason David Waxler Control | Chief Compliance Officer | 50-75% | 2024 |
Frequently asked questions
How much does Income & Asset Advisory, Inc. manage?
Income & Asset Advisory, Inc. reports $174.8 million in regulatory assets under management on its Form ADV.
How many employees does Income & Asset Advisory, Inc. have?
Income & Asset Advisory, Inc. reports 4 employees.
Where is Income & Asset Advisory, Inc. located?
Income & Asset Advisory, Inc. is based in Armonk, NY and has been SEC-registered since 2009.
Does Income & Asset Advisory, Inc. disclose fund performance?
Income & Asset Advisory, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 80 Business Park Drive, Suite 108, Armonk, NY 10504 |
| Phone | 914-273-6800 |
| Fax | 914-273-6806 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$174.8M▲ 51%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 79%
Larger than 21% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$174.8Mregulatory AUM
Discretionary $137.8MNon-discretionary $37M