Independent Financial Group, LLC
● SEC registered since 2004CRD 7717SEC# 801-62667San Diego, CA
Reg. AUM
$12.93B
Employees
624
Accounts
54,951
Location
San Diego, CA
Independent Financial Group, LLC assets under management
Independent Financial Group, LLC is an investment advisory firm registered with the SEC based in San Diego, CA. The firm has been registered since 2004. It reports $12.9 billion in regulatory assets under management and employs 624 people.
Independent Financial Group, LLC owners & executives
12 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brian Dennen | Cco Brokerage & Advisory | Under 5% | 2024 |
| David Allen Fischer Control | Managing Director | Under 5% | 2005 |
| Independent Financial Group, Inc. Control | Owner | Over 75% | 2003 |
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Join to unlock · $37/moFrequently asked questions
How much does Independent Financial Group, LLC manage?
Independent Financial Group, LLC reports $12.9 billion in regulatory assets under management on its Form ADV.
How many employees does Independent Financial Group, LLC have?
Independent Financial Group, LLC reports 624 employees.
Where is Independent Financial Group, LLC located?
Independent Financial Group, LLC is based in San Diego, CA and has been SEC-registered since 2004.
Does Independent Financial Group, LLC disclose fund performance?
Independent Financial Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 12671 High Bluff Dr, Suite 200, San Diego, CA 92130 |
| Phone | 858-436-3180 |
| Fax | 858-481-9033 |
| Office hours | 8:00a.m. To 5:00p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$12.93B▲ 91%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 7%
Larger than 93% of 16,271 advisers
EmployeesTop 1%
More than 99% of 16,825 advisers
Assets under management
$12.93Bregulatory AUM
Discretionary $12.72BNon-discretionary $204.9M