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Investment Advisory Group, LLC

● SEC registered since 1999CRD 109445SEC# 801-56937Sarasota, FL
Export (members)
Reg. AUM
$1.22B
Employees
10
Accounts
3,581
Location
Sarasota, FL

Investment Advisory Group, LLC assets under management

Investment Advisory Group, LLC is an investment advisory firm registered with the SEC based in Sarasota, FL. The firm has been registered since 1999. It reports $1.2 billion in regulatory assets under management and employs 10 people.

Investment Advisory Group, LLC owners & executives

2 reported
NameTitleOwnershipSince
George Arthur McCall ControlCfp/Partner50-75%1998
Jay Lipfert Richards ControlCfp/Partner, Chief Compliance Officer50-75%1998

Frequently asked questions

How much does Investment Advisory Group, LLC manage?

Investment Advisory Group, LLC reports $1.2 billion in regulatory assets under management on its Form ADV.

How many employees does Investment Advisory Group, LLC have?

Investment Advisory Group, LLC reports 10 employees.

Where is Investment Advisory Group, LLC located?

Investment Advisory Group, LLC is based in Sarasota, FL and has been SEC-registered since 1999.

Does Investment Advisory Group, LLC disclose fund performance?

Investment Advisory Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1343 Main Street, Suite 705-787, Sarasota, FL 34236
Phone781-826-1235
Fax781-826-6566
Office hours9 a.m. - 5 p.m.
SEC regionMiami Regional Office (MIRO)
CIK1910273
Discloses disciplinary historyNo

Regulatory AUM

$1.22B▲ 22%
Jan '25 — $994.4MFeb '25 — $994.4MMar '25 — $994.4MApr '25 — $994.4MMay '25 — $994.4MJun '25 — $994.4MJul '25 — $994.4MAug '25 — $994.4MSep '25 — $994.4MOct '25 — $994.4MNov '25 — $994.4MDec '25 — $994.4MJan '26 — $994.4MFeb '26 — $1.22BMar '26 — $1.22BApr '26 — $1.22BMay '26 — $1.22BJun '26 — $1.22B
Jan '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 30%
Larger than 70% of 16,271 advisers
EmployeesTop 40%
More than 60% of 16,825 advisers

Assets under management

$1.22Bregulatory AUM
Discretionary $1.22B