Investment Management & Planning LLC
● SEC registered since 2016CRD 146041SEC# 801-107553Greenville, DE
Reg. AUM
$238.8M
Employees
3
Accounts
731
Location
Greenville, DE
Investment Management & Planning LLC assets under management
Investment Management & Planning LLC is an investment advisory firm registered with the SEC based in Greenville, DE. The firm has been registered since 2016. It reports $238.8 million in regulatory assets under management and employs 3 people.
Investment Management & Planning LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Howard Calvert Richardson Control | Managing Member / Chief Compliance Officer | Over 75% | 2002 |
Frequently asked questions
How much does Investment Management & Planning LLC manage?
Investment Management & Planning LLC reports $238.8 million in regulatory assets under management on its Form ADV.
How many employees does Investment Management & Planning LLC have?
Investment Management & Planning LLC reports 3 employees.
Where is Investment Management & Planning LLC located?
Investment Management & Planning LLC is based in Greenville, DE and has been SEC-registered since 2016.
Does Investment Management & Planning LLC disclose fund performance?
Investment Management & Planning LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 20 Montchanin Road, Suite 270, Greenville, DE 19807 |
| Phone | 302-654-5449 |
| Fax | 302-654-7477 |
| Office hours | 8:30a.m. - 5p.m. |
| SEC region | Philadelphia Regional Office (PLRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$238.8M▲ 16%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 69%
Larger than 31% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$238.8Mregulatory AUM
Discretionary $238.8M