James Investment Research Inc
● SEC registered since 1976CRD 110433SEC# 801-12359Xenia, OH
Reg. AUM
$1.21B
Employees
15
Accounts
692
Location
Xenia, OH
James Investment Research Inc assets under management
James Investment Research Inc is an investment advisory firm registered with the SEC based in Xenia, OH. The firm has been registered since 1976. It reports $1.2 billion in regulatory assets under management and employs 15 people.
James Investment Research Inc owners & executives
7 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Barry Ray James Control | Chairman Of The Board | Under 5% | 1995 |
| Frank e James Jr. Trust Iris R. James Trustee Dtd 03/05/1986 Control | Owner | Over 75% | 1986 |
| Lesley Dawn Ott Control | Chief Compliance Officer (jan. 2012) & Chief Operating Officer (jan. 2020) | Under 5% | 2012 |
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Join to unlock · $37/moFrequently asked questions
How much does James Investment Research Inc manage?
James Investment Research Inc reports $1.2 billion in regulatory assets under management on its Form ADV.
How many employees does James Investment Research Inc have?
James Investment Research Inc reports 15 employees.
Where is James Investment Research Inc located?
James Investment Research Inc is based in Xenia, OH and has been SEC-registered since 1976.
Does James Investment Research Inc disclose fund performance?
James Investment Research Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1349 Fairground Road, Xenia, OH 45385 |
| Phone | 937-426-7640 |
| Fax | 937-426-7097 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 810384 |
| Discloses disciplinary history | No |
Regulatory AUM
$1.21BNo change
Dec '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 30%
Larger than 70% of 16,271 advisers
EmployeesTop 30%
More than 70% of 16,825 advisers
Assets under management
$1.21Bregulatory AUM
Discretionary $1.18BNon-discretionary $35M