James River Asset Management, LLC
● SEC registered since 2018CRD 117917SEC# 801-112743Midlothian, VA
Reg. AUM
$273.8M
Employees
9
Accounts
1,254
Location
Midlothian, VA
About James River Asset Management
James River Wealth Advisors serves individuals, families, and businesses with comprehensive financial planning, asset management, estate planning, and business planning including qualified plans and succession support. It stresses treating clients as the firm would wish to be treated.
Summary based on the firm’s website.
James River Asset Management, LLC assets under management
James River Asset Management, LLC is an investment advisory firm registered with the SEC based in Midlothian, VA. The firm has been registered since 2018. It reports $273.8 million in regulatory assets under management and employs 9 people.
James River Asset Management, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Lucas Lee Swygard Control | President/Senior Financial Advisor | Over 75% | 2024 |
| Sally Shannon Orr | Chief Compliance Officer | Under 5% | 2024 |
Frequently asked questions
How much does James River Asset Management, LLC manage?
James River Asset Management, LLC reports $273.8 million in regulatory assets under management on its Form ADV.
How many employees does James River Asset Management, LLC have?
James River Asset Management, LLC reports 9 employees.
Where is James River Asset Management, LLC located?
James River Asset Management, LLC is based in Midlothian, VA and has been SEC-registered since 2018.
Does James River Asset Management, LLC disclose fund performance?
James River Asset Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 15521 Midlothian Tnpk., Suite 100, Midlothian, VA 23113 |
| Phone | 804-323-0517 |
| Fax | 888-307-5162 |
| Office hours | 8:30 a.m. To 4:30 p.m. |
| SEC region | Philadelphia Regional Office (PLRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$273.8M▲ 16%
Mar '25Form ADV, monthlyOct '26
How this firm compares
Regulatory AUMTop 65%
Larger than 35% of 16,389 advisers
EmployeesTop 43%
More than 57% of 16,799 advisers
Assets under management
$273.8Mregulatory AUM
Discretionary $254.3MNon-discretionary $19.5M