Jason a Prattes Financial Inc
● SEC registered since 2022CRD 298746SEC# 801-124726Newport Beach, CA
Ranks #4,865 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$243.6M
Fund GAV
$20.3M
Private funds
5
Employees
5
Accounts
105
Location
Newport Beach, CA
Jason a Prattes Financial Inc assets under management
Jason a Prattes Financial Inc operates as an SEC-registered investment adviser based in Newport Beach, CA. The firm has been registered since 2022. It reports $243.6 million in regulatory assets under management and employs 5 people. Jason a Prattes Financial Inc manages 5 private funds with combined gross assets of $20.3 million, including Opportunistic Private Allocation Fund, LLC - Series B. By regulatory assets, it ranks 4,865 of 6,004 private fund managers.
Jason a Prattes Financial Inc private funds
5 funds · $20.3M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Opportunistic Private Allocation Fund, LLC - Series B | Hedge | $10.1M | $500K |
| Opportunistic Private Allocation Fund, LLC - Series C | Hedge | $5M | $500K |
| Opportunistic Private Allocation Fund, LLC - Series a | Hedge | $2.8M | $500K |
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Join to unlock · $37/moJason a Prattes Financial Inc owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jason Andrew Prattes Control | Chief Executive Officer | Over 75% | 2018 |
| Larry Yu Control | Vice President & Chief Compliance Officer | Under 5% | 2019 |
Frequently asked questions
How much does Jason a Prattes Financial Inc manage?
Jason a Prattes Financial Inc reports $243.6 million in regulatory assets under management on its Form ADV.
How many private funds does Jason a Prattes Financial Inc manage?
Jason a Prattes Financial Inc manages 5 private funds with combined gross assets of $20.3 million.
How many employees does Jason a Prattes Financial Inc have?
Jason a Prattes Financial Inc reports 5 employees.
Where is Jason a Prattes Financial Inc located?
Jason a Prattes Financial Inc is based in Newport Beach, CA and has been SEC-registered since 2022.
Does Jason a Prattes Financial Inc disclose fund performance?
Jason a Prattes Financial Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 620 Newport Center Drive, Suite 1100, Newport Beach, CA 92660 |
| Phone | 949-271-6333 |
| Office hours | 8a.m. -5p.m. Pt |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$243.6M▲ 38%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 69%
Larger than 31% of 16,271 advisers
AUM vs fund managersTop 81%
Larger than 19% of 6,004 private-fund managers
Number of fundsTop 40%
More funds than 60% of fund managers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$243.6Mregulatory AUM
Discretionary $183.4MNon-discretionary $60.1M
Fund type mix
Hedge4
Other Private1
Service providers
Auditor
Prime broker
Custodian
Administrator