J.k. Financial, Inc.
● SEC registered since 2019CRD 114929SEC# 801-116829Dallas, TX
Reg. AUM
$195.8M
Employees
3
Accounts
417
Location
Dallas, TX
J.k. Financial, Inc. assets under management
J.k. Financial, Inc. is an investment advisory firm registered with the SEC based in Dallas, TX. The firm has been registered since 2019. It reports $195.8 million in regulatory assets under management and employs 3 people.
J.k. Financial, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Donald William Capone | Executive Officer | Under 5% | 2005 |
| John Allen Kvale Control | President, Chief Compliance Officer, Chief Information Security Officer | Over 75% | 1995 |
Frequently asked questions
How much does J.k. Financial, Inc. manage?
J.k. Financial, Inc. reports $195.8 million in regulatory assets under management on its Form ADV.
How many employees does J.k. Financial, Inc. have?
J.k. Financial, Inc. reports 3 employees.
Where is J.k. Financial, Inc. located?
J.k. Financial, Inc. is based in Dallas, TX and has been SEC-registered since 2019.
Does J.k. Financial, Inc. disclose fund performance?
J.k. Financial, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 8222 Douglas Ave, Suite 590, Dallas, TX 75225 |
| Phone | 214-706-4300 |
| Fax | 214-706-4262 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$195.8M▲ 13%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 75%
Larger than 25% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$195.8Mregulatory AUM
Discretionary $195.8M