Jocelyn Investment Management, LLC
● SEC registered since 2022CRD 323831SEC# 801-126910San Rafael, CA
Reg. AUM
$1.01B
Employees
2
Accounts
268
Location
San Rafael, CA
Jocelyn Investment Management, LLC assets under management
Jocelyn Investment Management, LLC is a registered investment adviser overseen by the SEC based in San Rafael, CA. The firm has been registered since 2022. It reports $1 billion in regulatory assets under management and employs 2 people.
Jocelyn Investment Management, LLC owners & executives
8 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Howardsimon, LLC Control | Owner | Over 75% | 2022 |
| Nicholas Alden Jocelyn Control | Vice Chairman, Vice President, Secretary | Under 5% | 2022 |
| Robert A Jocelyn Control | Chairman, President, Chief Compliance Officer | Under 5% | 2022 |
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Join to unlock · $37/moFrequently asked questions
How much does Jocelyn Investment Management, LLC manage?
Jocelyn Investment Management, LLC reports $1 billion in regulatory assets under management on its Form ADV.
How many employees does Jocelyn Investment Management, LLC have?
Jocelyn Investment Management, LLC reports 2 employees.
Where is Jocelyn Investment Management, LLC located?
Jocelyn Investment Management, LLC is based in San Rafael, CA and has been SEC-registered since 2022.
Does Jocelyn Investment Management, LLC disclose fund performance?
Jocelyn Investment Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 100 Smith Ranch Road, Suite 329, San Rafael, CA 94903 |
| Phone | 415-256-1795 |
| Fax | 303-484-5233 |
| Office hours | 8:00a.m. - 4:00p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$1.01B▲ 10%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 33%
Larger than 67% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$1.01Bregulatory AUM
Discretionary $104MNon-discretionary $909.2M