Joe Allen, LLC
CRD 342928SEC# 801-136792Prescott, AZ
No longer SEC-registered. Joe Allen, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
—
Employees
3
Accounts
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Location
Prescott, AZ
Joe Allen, LLC assets under management
Joe Allen, LLC is an SEC-registered investment adviser based in Prescott, AZ. It employs 3 people.
Joe Allen, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Joseph Michael Allen Control | Chief Compliance Officer/Managing Member | Over 75% | 2026 |
Frequently asked questions
How many employees does Joe Allen, LLC have?
Joe Allen, LLC reports 3 employees.
Where is Joe Allen, LLC located?
Joe Allen, LLC is based in Prescott, AZ.
Does Joe Allen, LLC disclose fund performance?
Joe Allen, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 302 North Virginia St., Prescott, AZ 86301 |
| Office hours | 9 a.m. - 5p.m. |
| Discloses disciplinary history | No |
How this firm compares
EmployeesTop 77%
More than 23% of 16,825 advisers