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Johnson Sterling, Inc.

● SEC registered since 1995CRD 106379SEC# 801-49811Birmingham, AL
Export (members)
Reg. AUM
$3.9B
Employees
10
Accounts
365
Location
Birmingham, AL

Johnson Sterling, Inc. assets under management

Johnson Sterling, Inc. is a registered investment adviser overseen by the SEC based in Birmingham, AL. The firm has been registered since 1995. It reports $3.9 billion in regulatory assets under management and employs 10 people.

Johnson Sterling, Inc. owners & executives

2 reported
NameTitleOwnershipSince
Elizabeth Lee Rutherford ControlPresident, Ceo & Chief Compliance Officer50-75%1997
The Estate of Samuel P Johnson ControlEstate Of Deceased Owner25-50%2026

Frequently asked questions

How much does Johnson Sterling, Inc. manage?

Johnson Sterling, Inc. reports $3.9 billion in regulatory assets under management on its Form ADV.

How many employees does Johnson Sterling, Inc. have?

Johnson Sterling, Inc. reports 10 employees.

Where is Johnson Sterling, Inc. located?

Johnson Sterling, Inc. is based in Birmingham, AL and has been SEC-registered since 1995.

Does Johnson Sterling, Inc. disclose fund performance?

Johnson Sterling, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address820 Shades Creek Parkway, Suite 3200, Birmingham, AL 35209
Phone205-871-9940
Fax205-871-9942
Office hours8:30 - 5:00
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyNo

Regulatory AUM

$3.9B▲ 17%
Mar '25 — $3.34BApr '25 — $3.34BMay '25 — $3.34BJun '25 — $3.34BJul '25 — $3.34BAug '25 — $3.34BSep '25 — $3.34BOct '25 — $3.34BNov '25 — $3.34BDec '25 — $3.34BJan '26 — $3.34BFeb '26 — $3.34BMar '26 — $3.9BApr '26 — $3.9BMay '26 — $3.9BJun '26 — $3.9B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 15%
Larger than 85% of 16,271 advisers
EmployeesTop 40%
More than 60% of 16,825 advisers

Assets under management

$3.9Bregulatory AUM
Discretionary $529.6MNon-discretionary $3.37B