Joseph P. Lucia & Associates, LLC
● SEC registered since 2012CRD 147625SEC# 801-76540Yorktown Heights, NY
Reg. AUM
$388M
Employees
5
Accounts
1,645
Location
Yorktown Heights, NY
Joseph P. Lucia & Associates, LLC assets under management
Joseph P. Lucia & Associates, LLC is an investment advisory firm registered with the SEC based in Yorktown Heights, NY. The firm has been registered since 2012. It reports $388 million in regulatory assets under management and employs 5 people.
Joseph P. Lucia & Associates, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Joseph Paul Lucia Control | Managing Principal/Chief Compliance Officer | Over 75% | 2008 |
Frequently asked questions
How much does Joseph P. Lucia & Associates, LLC manage?
Joseph P. Lucia & Associates, LLC reports $388 million in regulatory assets under management on its Form ADV.
How many employees does Joseph P. Lucia & Associates, LLC have?
Joseph P. Lucia & Associates, LLC reports 5 employees.
Where is Joseph P. Lucia & Associates, LLC located?
Joseph P. Lucia & Associates, LLC is based in Yorktown Heights, NY and has been SEC-registered since 2012.
Does Joseph P. Lucia & Associates, LLC disclose fund performance?
Joseph P. Lucia & Associates, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 3505 Hill Blvd., Suite J, Yorktown Heights, NY 10598 |
| Phone | 914-352-6600 |
| Fax | 914-352-6601 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$388M▲ 28%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 55%
Larger than 45% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$388Mregulatory AUM
Discretionary $388M