Kaizen Financial Advisors, LLC
● SEC registered since 2019CRD 155353SEC# 801-115111Kirkland, WA
Reg. AUM
$283.7M
Employees
4
Accounts
626
Location
Kirkland, WA
Kaizen Financial Advisors, LLC assets under management
Kaizen Financial Advisors, LLC is an investment advisory firm registered with the SEC based in Kirkland, WA. The firm has been registered since 2019. It reports $283.7 million in regulatory assets under management and employs 4 people.
Kaizen Financial Advisors, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Laurie Laverne Klein Control | Managing Member/Chief Compliance Officer | Over 75% | 2010 |
Frequently asked questions
How much does Kaizen Financial Advisors, LLC manage?
Kaizen Financial Advisors, LLC reports $283.7 million in regulatory assets under management on its Form ADV.
How many employees does Kaizen Financial Advisors, LLC have?
Kaizen Financial Advisors, LLC reports 4 employees.
Where is Kaizen Financial Advisors, LLC located?
Kaizen Financial Advisors, LLC is based in Kirkland, WA and has been SEC-registered since 2019.
Does Kaizen Financial Advisors, LLC disclose fund performance?
Kaizen Financial Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 4030 Lake Washington Blvd, Suite 308, Kirkland, WA 98033 |
| Phone | 425-321-5800 |
| Fax | 425-321-5800 |
| Office hours | By Appointment Only |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$283.7M▲ 16%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 64%
Larger than 36% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$283.7Mregulatory AUM
Discretionary $283.7M