Kaizen Financial Strategies, LLC
● SEC registered since 2018CRD 298248SEC# 801-114234Pleasanton, CA
Reg. AUM
$287.1M
Employees
5
Accounts
749
Location
Pleasanton, CA
Kaizen Financial Strategies, LLC assets under management
Kaizen Financial Strategies, LLC is an SEC-registered investment adviser based in Pleasanton, CA. The firm has been registered since 2018. It reports $287.1 million in regulatory assets under management and employs 5 people.
Kaizen Financial Strategies, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Iftikhar Mahmud Ahmed Control | Managing Member | 50-75% | 2018 |
| John Antone Stachnick | Chief Compliance Officer | Under 5% | 2018 |
| Saadia Shakur Ahmed Control | Managing Member | 50-75% | 2018 |
Frequently asked questions
How much does Kaizen Financial Strategies, LLC manage?
Kaizen Financial Strategies, LLC reports $287.1 million in regulatory assets under management on its Form ADV.
How many employees does Kaizen Financial Strategies, LLC have?
Kaizen Financial Strategies, LLC reports 5 employees.
Where is Kaizen Financial Strategies, LLC located?
Kaizen Financial Strategies, LLC is based in Pleasanton, CA and has been SEC-registered since 2018.
Does Kaizen Financial Strategies, LLC disclose fund performance?
Kaizen Financial Strategies, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 6700 Koll Center Parkway, Suite 255, Pleasanton, CA 94566 |
| Phone | (408) 819-9010 |
| Office hours | 9a.m.-5p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| CIK | 1085146 |
| Discloses disciplinary history | No |
Regulatory AUM
$287.1M▲ 22%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 64%
Larger than 36% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$287.1Mregulatory AUM
Discretionary $285.2MNon-discretionary $1.9M