Kane Financial, LLC
● SEC registered since 2021CRD 291231SEC# 801-122385Waterville, NY
Reg. AUM
$75.2M
Employees
4
Accounts
638
Location
Waterville, NY
Kane Financial, LLC assets under management
Kane Financial, LLC is a registered investment adviser overseen by the SEC based in Waterville, NY. The firm has been registered since 2021. It reports $75.2 million in regulatory assets under management and employs 4 people.
Kane Financial, LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Clinton Peter Kane Control | Principal, Cco | Under 5% | 2017 |
| Renee Alexandria Jarosz | Chief Operations Officer | Under 5% | 2025 |
| The Clinton P. Kane Revocable Trust Control | Owner | Over 75% | 2025 |
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Join to unlock · $37/moFrequently asked questions
How much does Kane Financial, LLC manage?
Kane Financial, LLC reports $75.2 million in regulatory assets under management on its Form ADV.
How many employees does Kane Financial, LLC have?
Kane Financial, LLC reports 4 employees.
Where is Kane Financial, LLC located?
Kane Financial, LLC is based in Waterville, NY and has been SEC-registered since 2021.
Does Kane Financial, LLC disclose fund performance?
Kane Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 151 West Main Street, Waterville, NY 13480 |
| Phone | (315) 801-9028 |
| Fax | (315) 801-9028 |
| Office hours | By Appointment Only |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$75.2M▲ 33%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 95%
Larger than 5% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$75.2Mregulatory AUM
Discretionary $74.3MNon-discretionary $871K