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Karpus Management Inc

● SEC registered since 1987CRD 110275SEC# 801-29607Pittsford, NY
Export (members)
Reg. AUM
$4.01B
Employees
38
Accounts
2,279
Location
Pittsford, NY

Karpus Management Inc assets under management

Karpus Management Inc is a registered investment adviser overseen by the SEC based in Pittsford, NY. The firm has been registered since 1987. It reports $4 billion in regulatory assets under management and employs 38 people.

Karpus Management Inc owners & executives

5 reported
NameTitleOwnershipSince
City of London Investment Group PLC ControlParent CompanyOver 75%2020
Daniel Lee Lippincott ControlChief Investment Officer & PresidentUnder 5%2021
Jodi Lee HedbergChief Compliance OfficerUnder 5%2020
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Frequently asked questions

How much does Karpus Management Inc manage?

Karpus Management Inc reports $4 billion in regulatory assets under management on its Form ADV.

How many employees does Karpus Management Inc have?

Karpus Management Inc reports 38 employees.

Where is Karpus Management Inc located?

Karpus Management Inc is based in Pittsford, NY and has been SEC-registered since 1987.

Does Karpus Management Inc disclose fund performance?

Karpus Management Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address183 Sully's Trail, Pittsford, NY 14534
Phone585-586-4680
Fax585-586-4315
Office hours8:00a.m. To 5:00p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Regulatory AUM

$4.01B▲ 2%
Jan '25 — $3.95BFeb '25 — $3.95BMar '25 — $3.95BApr '25 — $3.95BMay '25 — $3.95BJun '25 — $3.95BJul '25 — $3.95BAug '25 — $3.95BSep '25 — $4.01BOct '25 — $4.01BNov '25 — $4.01BDec '25 — $4.01BJan '26 — $4.01BFeb '26 — $4.01BMar '26 — $4.01BApr '26 — $4.01BMay '26 — $4.01BJun '26 — $4.01B
Jan '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 15%
Larger than 85% of 16,271 advisers
EmployeesTop 15%
More than 85% of 16,825 advisers

Assets under management

$4.01Bregulatory AUM
Discretionary $4.01B