Kelleher Financial Advisors, LLC
● SEC registered since 2003CRD 126021SEC# 801-62029New York, NY
Reg. AUM
$1.15B
Employees
13
Accounts
749
Location
New York, NY
Kelleher Financial Advisors, LLC assets under management
Kelleher Financial Advisors, LLC is an investment advisory firm registered with the SEC based in New York, NY. The firm has been registered since 2003. It reports $1.2 billion in regulatory assets under management and employs 13 people.
Kelleher Financial Advisors, LLC owners & executives
9 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Arthur Leroy Goetchius Control | Chief Executive Officer/ Manager | Under 5% | 2006 |
| Barton Wall Weisenfluh Control | Manager/ Chief Executive Officer, Starboard Division | Under 5% | 2022 |
| Colleen Patricia Sorrentino Control | Chief Investment Officer/ Manager | Under 5% | 2000 |
| Michael Anthony Ouellette Control | President, Starboard Division | Under 5% | 2022 |
| Sean Michael Kelleher Control | President/ Manager | Under 5% | 2019 |
| Thayne E Gould | Chief Compliance Officer | Under 5% | 2025 |
| Wall Street Access Ny Corporation Control | Member | Over 75% | 2022 |
| William Kane Lavin Control | Manager | Under 5% | 2022 |
| Sean Michael Kelleher Control | Beneficial Shareholder | 25-50% | 2014 |
Frequently asked questions
How much does Kelleher Financial Advisors, LLC manage?
Kelleher Financial Advisors, LLC reports $1.2 billion in regulatory assets under management on its Form ADV.
How many employees does Kelleher Financial Advisors, LLC have?
Kelleher Financial Advisors, LLC reports 13 employees.
Where is Kelleher Financial Advisors, LLC located?
Kelleher Financial Advisors, LLC is based in New York, NY and has been SEC-registered since 2003.
Does Kelleher Financial Advisors, LLC disclose fund performance?
Kelleher Financial Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 100 Wall Street, Suite 1501, New York, NY 10005 |
| Phone | 212-709-9400 |
| Fax | 212-709-9870 |
| Office hours | 8:30 - 5:30 |
| SEC region | New York Regional Office (NYRO) |
| CIK | 1507971 |
| Discloses disciplinary history | No |
Regulatory AUM
$1.15B▲ 12%
Mar '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 30%
Larger than 70% of 16,306 advisers
EmployeesTop 34%
More than 66% of 16,824 advisers
Assets under management
$1.15Bregulatory AUM
Discretionary $631.8MNon-discretionary $521.6M