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Keynote Financial Services, LLC

● SEC registered since 2022CRD 130384SEC# 801-126600Vernon, CT
Export (members)
Reg. AUM
$227.4M
Employees
2
Accounts
536
Location
Vernon, CT

Keynote Financial Services, LLC assets under management

Keynote Financial Services, LLC is an SEC-registered investment adviser based in Vernon, CT. The firm has been registered since 2022. It reports $227.4 million in regulatory assets under management and employs 2 people.

Keynote Financial Services, LLC owners & executives

1 reported
NameTitleOwnershipSince
Kent David Zahner ControlMember/CcoOver 75%2004

Frequently asked questions

How much does Keynote Financial Services, LLC manage?

Keynote Financial Services, LLC reports $227.4 million in regulatory assets under management on its Form ADV.

How many employees does Keynote Financial Services, LLC have?

Keynote Financial Services, LLC reports 2 employees.

Where is Keynote Financial Services, LLC located?

Keynote Financial Services, LLC is based in Vernon, CT and has been SEC-registered since 2022.

Does Keynote Financial Services, LLC disclose fund performance?

Keynote Financial Services, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address7 Keynote Drive, Suite D, Vernon, CT 06066
Phone860-875-5753
Office hours8 a.m. To 5 p.m.
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Regulatory AUM

$227.4M▲ 25%
Mar '25 — $182MApr '25 — $182MMay '25 — $182MJun '25 — $182MJul '25 — $182MAug '25 — $182MSep '25 — $182MOct '25 — $182MNov '25 — $182MDec '25 — $182MJan '26 — $182MFeb '26 — $182MMar '26 — $227.4MApr '26 — $227.4MMay '26 — $227.4MJun '26 — $227.4M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 71%
Larger than 29% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers

Assets under management

$227.4Mregulatory AUM
Discretionary $227.4M