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Keystone Financial Planning, Inc

● SEC registered since 1987CRD 104640SEC# 801-30218Westlake, OH
Export (members)
Reg. AUM
$406.9M
Employees
2
Accounts
448
Location
Westlake, OH

Keystone Financial Planning, Inc assets under management

Keystone Financial Planning, Inc is an SEC-registered investment adviser based in Westlake, OH. The firm has been registered since 1987. It reports $406.9 million in regulatory assets under management and employs 2 people.

Keystone Financial Planning, Inc owners & executives

3 reported
NameTitleOwnershipSince
Brigitte Palumbo ControlChief Compliance Officer/President/SecretaryUnder 5%2014
Keith L. Sechler ControlCeo, Treasurer50-75%1986
Linda A. Borowiak ControlShareholder25-50%1986

Frequently asked questions

How much does Keystone Financial Planning, Inc manage?

Keystone Financial Planning, Inc reports $406.9 million in regulatory assets under management on its Form ADV.

How many employees does Keystone Financial Planning, Inc have?

Keystone Financial Planning, Inc reports 2 employees.

Where is Keystone Financial Planning, Inc located?

Keystone Financial Planning, Inc is based in Westlake, OH and has been SEC-registered since 1987.

Does Keystone Financial Planning, Inc disclose fund performance?

Keystone Financial Planning, Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1991 Crocker Road, Suite 204, Westlake, OH 44145
Phone440-234-6323
Fax440-234-6844
Office hours9a.m. To 5p.m.
SEC regionChicago Regional Office (CHRO)
CIK1596906
Discloses disciplinary historyNo

Regulatory AUM

$406.9M▲ 8%
Mar '25 — $377.5MApr '25 — $377.5MMay '25 — $377.5MJun '25 — $377.5MJul '25 — $377.5MAug '25 — $377.5MSep '25 — $377.5MOct '25 — $377.5MNov '25 — $377.5MDec '25 — $377.5MJan '26 — $377.5MFeb '26 — $406.9MMar '26 — $406.9MApr '26 — $406.9MMay '26 — $406.9MJun '26 — $406.9M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 53%
Larger than 47% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers

Assets under management

$406.9Mregulatory AUM
Discretionary $406.9M