Keystone Wealth Management Inc.
● SEC registered since 2025CRD 304133SEC# 801-134233Waterloo, IA
Reg. AUM
$137.4M
Employees
2
Accounts
533
Location
Waterloo, IA
Keystone Wealth Management Inc. assets under management
Keystone Wealth Management Inc. is an investment advisory firm registered with the SEC based in Waterloo, IA. The firm has been registered since 2025. It reports $137.4 million in regulatory assets under management and employs 2 people.
Keystone Wealth Management Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Michael Becker Control | Chief Compliance Officer | Over 75% | 2019 |
| David Michael Becker Control | President | Over 75% | 2007 |
Frequently asked questions
How much does Keystone Wealth Management Inc. manage?
Keystone Wealth Management Inc. reports $137.4 million in regulatory assets under management on its Form ADV.
How many employees does Keystone Wealth Management Inc. have?
Keystone Wealth Management Inc. reports 2 employees.
Where is Keystone Wealth Management Inc. located?
Keystone Wealth Management Inc. is based in Waterloo, IA and has been SEC-registered since 2025.
Does Keystone Wealth Management Inc. disclose fund performance?
Keystone Wealth Management Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 999 Home Plaza, Suite 100g, Waterloo, IA 50701 |
| Phone | (319) 883-3096 |
| Fax | (888) 369-7483 |
| Office hours | M-Th - 8:30 a.m. - 4:30 p.m.; F - 8:30 a.m. - 3:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$137.4M▲ 6%
Jul '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 86%
Larger than 14% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$137.4Mregulatory AUM
Discretionary $120.4MNon-discretionary $17M