Klingman and Associates, LLC
● SEC registered since 2007CRD 125618SEC# 801-67783New York, NY
Reg. AUM
$5.66B
Employees
25
Accounts
3,532
Location
New York, NY
Klingman and Associates, LLC assets under management
Klingman and Associates, LLC operates as an SEC-registered investment adviser based in New York, NY. The firm has been registered since 2007. It reports $5.7 billion in regulatory assets under management and employs 25 people.
Klingman and Associates, LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Daniel Michael Delmoro Control | Director Of Investments | 10-25% | 2022 |
| Gerard Albert Klingman Control | President/Managing Member | 50-75% | 2001 |
| Michael David Paley Control | Chief Compliance Officer/Chief Operating Officer | 10-25% | 2014 |
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Join to unlock · $37/moFrequently asked questions
How much does Klingman and Associates, LLC manage?
Klingman and Associates, LLC reports $5.7 billion in regulatory assets under management on its Form ADV.
How many employees does Klingman and Associates, LLC have?
Klingman and Associates, LLC reports 25 employees.
Where is Klingman and Associates, LLC located?
Klingman and Associates, LLC is based in New York, NY and has been SEC-registered since 2007.
Does Klingman and Associates, LLC disclose fund performance?
Klingman and Associates, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 120 West 45th Street, Suite 3800, New York, NY 10036 |
| Phone | 212-867-7647 |
| Fax | 212-752-2150 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| CIK | 1662449 |
| Discloses disciplinary history | No |
Regulatory AUM
$5.66B▲ 17%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 12%
Larger than 88% of 16,271 advisers
EmployeesTop 20%
More than 80% of 16,825 advisers
Assets under management
$5.66Bregulatory AUM
Discretionary $4.14BNon-discretionary $1.53B