Kondo Wealth Advisors, Inc
● SEC registered since 2015CRD 175347SEC# 801-96308Pasadena, CA
Reg. AUM
$365.1M
Employees
8
Accounts
1,113
Location
Pasadena, CA
Kondo Wealth Advisors, Inc assets under management
Kondo Wealth Advisors, Inc is a registered investment adviser overseen by the SEC based in Pasadena, CA. The firm has been registered since 2015. It reports $365.1 million in regulatory assets under management and employs 8 people.
Kondo Wealth Advisors, Inc owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Akemi Kondo Dalvi Control | Chief Executive Officer | Over 75% | 2014 |
| Joanie Ryoko Morioka Control | Chief Compliance Officer | Under 5% | 2020 |
Frequently asked questions
How much does Kondo Wealth Advisors, Inc manage?
Kondo Wealth Advisors, Inc reports $365.1 million in regulatory assets under management on its Form ADV.
How many employees does Kondo Wealth Advisors, Inc have?
Kondo Wealth Advisors, Inc reports 8 employees.
Where is Kondo Wealth Advisors, Inc located?
Kondo Wealth Advisors, Inc is based in Pasadena, CA and has been SEC-registered since 2015.
Does Kondo Wealth Advisors, Inc disclose fund performance?
Kondo Wealth Advisors, Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 921 East Green Street, Pasadena, CA 91106 |
| Phone | 626-449-7783 |
| Fax | 626-449-7785 |
| Office hours | 8:00a.m. - 5:00p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$365.1M▲ 19%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 57%
Larger than 43% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$365.1Mregulatory AUM
Discretionary $365.1M