Kovack Advisors, Inc.
● SEC registered since 2004CRD 140808SEC# 801-63048Ft. Lauderdale, FL
Reg. AUM
$6.28B
Employees
320
Accounts
20,493
Location
Ft. Lauderdale, FL
Kovack Advisors, Inc. assets under management
Kovack Advisors, Inc. is an SEC-registered investment adviser based in Ft. Lauderdale, FL. The firm has been registered since 2004. It reports $6.3 billion in regulatory assets under management and employs 320 people.
Kovack Advisors, Inc. owners & executives
9 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brian John Kovack Control | President | Under 5% | 2020 |
| Cecilia Mercado Control | Chief Compliance Officer | Under 5% | 2024 |
| Kovack Financial, LLC Control | Owner | Over 75% | 2011 |
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Join to unlock · $37/moFrequently asked questions
How much does Kovack Advisors, Inc. manage?
Kovack Advisors, Inc. reports $6.3 billion in regulatory assets under management on its Form ADV.
How many employees does Kovack Advisors, Inc. have?
Kovack Advisors, Inc. reports 320 employees.
Where is Kovack Advisors, Inc. located?
Kovack Advisors, Inc. is based in Ft. Lauderdale, FL and has been SEC-registered since 2004.
Does Kovack Advisors, Inc. disclose fund performance?
Kovack Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 6451 N. Federal Hwy, Suite 1201, Ft. Lauderdale, FL 33308 |
| Phone | 954-782-4771 |
| Fax | 954-943-7331 |
| Office hours | 9 A.M To 5 p.m. Est |
| SEC region | Miami Regional Office (MIRO) |
| CIK | 1728321 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$6.28B▲ 13%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 11%
Larger than 89% of 16,271 advisers
EmployeesTop 2%
More than 98% of 16,825 advisers
Assets under management
$6.28Bregulatory AUM
Discretionary $5.12BNon-discretionary $1.16B