L & W Financial, LLC
● SEC registered since 2023CRD 285310SEC# 801-128977College Station, TX
Reg. AUM
$207.5M
Employees
9
Accounts
724
Location
College Station, TX
L & W Financial, LLC assets under management
L & W Financial, LLC operates as an SEC-registered investment adviser based in College Station, TX. The firm has been registered since 2023. It reports $207.5 million in regulatory assets under management and employs 9 people.
L & W Financial, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Elizabeth Lynnette Smith Control | Member | 50-75% | 2004 |
| Noura O Quntar | Cco | Under 5% | 2022 |
| Wade Smith Control | Managing Member | 50-75% | 2004 |
Frequently asked questions
How much does L & W Financial, LLC manage?
L & W Financial, LLC reports $207.5 million in regulatory assets under management on its Form ADV.
How many employees does L & W Financial, LLC have?
L & W Financial, LLC reports 9 employees.
Where is L & W Financial, LLC located?
L & W Financial, LLC is based in College Station, TX and has been SEC-registered since 2023.
Does L & W Financial, LLC disclose fund performance?
L & W Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 511 University Dr. E, Suite 210, College Station, TX 77840 |
| Phone | 979-431-5440 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$207.5M▲ 31%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 74%
Larger than 26% of 16,271 advisers
EmployeesTop 43%
More than 57% of 16,825 advisers
Assets under management
$207.5Mregulatory AUM
Discretionary $201.3MNon-discretionary $6.2M