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L. Roy Papp & Associates, LLP

● SEC registered since 1989CRD 105130SEC# 801-35594Phoenix, AZ
Export (members)
Reg. AUM
$1.62B
Employees
10
Accounts
1,847
Location
Phoenix, AZ

L. Roy Papp & Associates, LLP assets under management

L. Roy Papp & Associates, LLP operates as an SEC-registered investment adviser based in Phoenix, AZ. The firm has been registered since 1989. It reports $1.6 billion in regulatory assets under management and employs 10 people.

L. Roy Papp & Associates, LLP owners & executives

12 reported
NameTitleOwnershipSince
Anne Elizabeth RossGeneral PartnerUnder 5%2026
Anne Michelle HaggertyChief Compliance OfficerUnder 5%2026
Brian Michael RiordanGeneral PartnerUnder 5%2007
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Frequently asked questions

How much does L. Roy Papp & Associates, LLP manage?

L. Roy Papp & Associates, LLP reports $1.6 billion in regulatory assets under management on its Form ADV.

How many employees does L. Roy Papp & Associates, LLP have?

L. Roy Papp & Associates, LLP reports 10 employees.

Where is L. Roy Papp & Associates, LLP located?

L. Roy Papp & Associates, LLP is based in Phoenix, AZ and has been SEC-registered since 1989.

Does L. Roy Papp & Associates, LLP disclose fund performance?

L. Roy Papp & Associates, LLP is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2201 E. Camelback Road, Suite 227b, Phoenix, AZ 85016
Phone602-956-0980
Fax602-956-7053
Office hours8:30 a.m.- 5:00 p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Regulatory AUM

$1.62B▲ 6%
Jan '25 — $1.53BFeb '25 — $1.53BMar '25 — $1.53BApr '25 — $1.53BMay '25 — $1.53BJun '25 — $1.53BJul '25 — $1.53BAug '25 — $1.53BSep '25 — $1.53BOct '25 — $1.53BNov '25 — $1.53BDec '25 — $1.53BJan '26 — $1.53BFeb '26 — $1.53BMar '26 — $1.62BApr '26 — $1.62BMay '26 — $1.62BJun '26 — $1.62B
Jan '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 25%
Larger than 75% of 16,271 advisers
EmployeesTop 40%
More than 60% of 16,825 advisers

Assets under management

$1.62Bregulatory AUM
Discretionary $1.36BNon-discretionary $263.8M