Ladenburg Thalmann Asset Management Inc
● SEC registered since 1997CRD 108604SEC# 801-54909New York, NY
Reg. AUM
$6.68B
Employees
30
Accounts
3,153
Location
New York, NY
Ladenburg Thalmann Asset Management Inc assets under management
Ladenburg Thalmann Asset Management Inc is an SEC-registered investment adviser based in New York, NY. The firm has been registered since 1997. It reports $6.7 billion in regulatory assets under management and employs 30 people.
Ladenburg Thalmann Asset Management Inc owners & executives
25 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Christopher Mills Mitchell Control | Treasurer | Under 5% | 2025 |
| Jaime Lynn Desmond Control | Chief Operations Officer | Under 5% | 2010 |
| James Dale Price Control | Chairman | Under 5% | 2020 |
See all 25 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Ladenburg Thalmann Asset Management Inc manage?
Ladenburg Thalmann Asset Management Inc reports $6.7 billion in regulatory assets under management on its Form ADV.
How many employees does Ladenburg Thalmann Asset Management Inc have?
Ladenburg Thalmann Asset Management Inc reports 30 employees.
Where is Ladenburg Thalmann Asset Management Inc located?
Ladenburg Thalmann Asset Management Inc is based in New York, NY and has been SEC-registered since 1997.
Does Ladenburg Thalmann Asset Management Inc disclose fund performance?
Ladenburg Thalmann Asset Management Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 640 Fifth Avenue, 4th Fl., New York, NY 10019 |
| Phone | 800-995-5267 |
| Fax | 212-409-2550 |
| Office hours | Ladenburg Thalmann Asset Mgmt |
| SEC region | New York Regional Office (NYRO) |
| CIK | 1483964 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$6.68B▲ 19%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 11%
Larger than 89% of 16,271 advisers
EmployeesTop 18%
More than 82% of 16,825 advisers
Assets under management
$6.68Bregulatory AUM
Discretionary $1.83BNon-discretionary $4.84B