Lanark Financial, Inc.
● SEC registered since 2001CRD 17870SEC# 801-58257Birmingham, AL
Reg. AUM
$1.78B
Employees
68
Accounts
4,966
Location
Birmingham, AL
Lanark Financial, Inc. assets under management
Lanark Financial, Inc. operates as an SEC-registered investment adviser based in Birmingham, AL. The firm has been registered since 2001. It reports $1.8 billion in regulatory assets under management and employs 68 people.
Lanark Financial, Inc. owners & executives
9 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Frank Benner Falkenburg Control | Managing Director | Under 5% | 2010 |
| Harold Blaine Miller Control | Vp, Chief Compliance Officer | Under 5% | 2025 |
| John Robert Jr Doody Control | Ceo | Under 5% | 2021 |
| Lanark Financial Group, LLC Control | Shareholder | Over 75% | 2010 |
| Pamela Sue Conway Control | Vice President, Operations | Under 5% | 1995 |
| Peyton Davis Falkenburg Control | President | Under 5% | 2026 |
| Samuel Douglas Ransom Control | Chief Financial Officer | Under 5% | 2025 |
| Frank Benner Falkenburg Control | Shareholder | 25-50% | 2010 |
| Peyton Davis Falkenburg Control | Shareholder | 50-75% | 2022 |
Frequently asked questions
How much does Lanark Financial, Inc. manage?
Lanark Financial, Inc. reports $1.8 billion in regulatory assets under management on its Form ADV.
How many employees does Lanark Financial, Inc. have?
Lanark Financial, Inc. reports 68 employees.
Where is Lanark Financial, Inc. located?
Lanark Financial, Inc. is based in Birmingham, AL and has been SEC-registered since 2001.
Does Lanark Financial, Inc. disclose fund performance?
Lanark Financial, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1927 First Avenue North, Birmingham, AL 35203 |
| Phone | 800-521-9390 |
| Fax | 205-521-9399 |
| Office hours | 8:00 a.m. To 5:00 p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| CIK | 791540 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$1.78B▲ 4%
Jan '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 24%
Larger than 76% of 16,306 advisers
EmployeesTop 9%
More than 91% of 16,824 advisers
Assets under management
$1.78Bregulatory AUM
Discretionary $795.1MNon-discretionary $989.7M