Lateral Investment Management, LLC
● SEC registered since 2018CRD 159649SEC# 801-112357Burlingame, CA
Ranks #2,998 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$1B
Fund GAV
$1.01B
Private funds
18
Employees
24
Accounts
23
Location
Burlingame, CA
Lateral Investment Management, LLC assets under management
Lateral Investment Management, LLC is an investment advisory firm registered with the SEC based in Burlingame, CA. The firm has been registered since 2018. It reports $1 billion in regulatory assets under management and employs 24 people. Lateral Investment Management, LLC manages 18 private funds with combined gross assets of $1 billion, including Lateral U.S. Credit Opportunities Fund Qp, L.P. By regulatory assets, it ranks 2,998 of 6,004 private fund managers.
Lateral Investment Management, LLC private funds
18 funds · $1.01B GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Lateral U.S. Credit Opportunities Fund Qp, L.P. | Other Private | $256M | $1M |
| Niagara Credit Income Fund Qp, LP | Other Private | $241.1M | $250K |
| Panther Growth Fund II, LP | Private Equity | $213.6M | $1M |
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Join to unlock · $37/moLateral Investment Management, LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Shun-Hua Lin Control | Chief Financial Officer | Under 5% | 2019 |
| Dhamitha Richard De Silva Control | Managing Member | Over 75% | 2011 |
| Marie Claire Hickey Control | Managing Director Of Operations And Deputy Compliance Officer | 10-25% | 2015 |
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Join to unlock · $37/moFrequently asked questions
How much does Lateral Investment Management, LLC manage?
Lateral Investment Management, LLC reports $1 billion in regulatory assets under management on its Form ADV.
How many private funds does Lateral Investment Management, LLC manage?
Lateral Investment Management, LLC manages 18 private funds with combined gross assets of $1 billion.
How many employees does Lateral Investment Management, LLC have?
Lateral Investment Management, LLC reports 24 employees.
Where is Lateral Investment Management, LLC located?
Lateral Investment Management, LLC is based in Burlingame, CA and has been SEC-registered since 2018.
Does Lateral Investment Management, LLC disclose fund performance?
Lateral Investment Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 250 California Drive, Suite 301, Burlingame, CA 94010 |
| Phone | 650-396-2200 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Umbrella registration | Yes |
| Discloses disciplinary history | Yes |
Regulatory AUM
$1B▲ 18%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 33%
Larger than 67% of 16,271 advisers
AUM vs fund managersTop 50%
Larger than 50% of 6,004 private-fund managers
Number of fundsTop 14%
More funds than 86% of fund managers
EmployeesTop 21%
More than 79% of 16,825 advisers
Assets under management
$1Bregulatory AUM
Discretionary $846.9MNon-discretionary $157M
Fund type mix
Other Private11
Private Equity7
Service providers
Auditor
Custodian
Administrator