Legacy Financial Advisors, Inc.
● SEC registered since 2011CRD 158675SEC# 801-72637Covington, KY
Reg. AUM
$1.52B
Employees
21
Accounts
3,721
Location
Covington, KY
Legacy Financial Advisors, Inc. assets under management
Legacy Financial Advisors, Inc. is a registered investment adviser overseen by the SEC based in Covington, KY. The firm has been registered since 2011. It reports $1.5 billion in regulatory assets under management and employs 21 people.
Legacy Financial Advisors, Inc. owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jonathan G Kasting | Chief Compliance Officer | Under 5% | 2021 |
| Laura Lee Branum Control | Chief Operations Officer | Under 5% | 2011 |
| Michael Joseph Maisel Control | Ceo And Managing Principal | 25-50% | 2011 |
See all 6 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Legacy Financial Advisors, Inc. manage?
Legacy Financial Advisors, Inc. reports $1.5 billion in regulatory assets under management on its Form ADV.
How many employees does Legacy Financial Advisors, Inc. have?
Legacy Financial Advisors, Inc. reports 21 employees.
Where is Legacy Financial Advisors, Inc. located?
Legacy Financial Advisors, Inc. is based in Covington, KY and has been SEC-registered since 2011.
Does Legacy Financial Advisors, Inc. disclose fund performance?
Legacy Financial Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 117 East Fourth Street, Covington, KY 41011 |
| Phone | 859-655-5225 |
| Fax | 859-655-9049 |
| Office hours | 8:00 a.m.-5:00p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 1730810 |
| Discloses disciplinary history | No |
Regulatory AUM
$1.52B▲ 21%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 26%
Larger than 74% of 16,271 advisers
EmployeesTop 23%
More than 77% of 16,825 advisers
Assets under management
$1.52Bregulatory AUM
Discretionary $1.52B