Legacy Financial Advisors, Inc.
● SEC registered since 2011CRD 158675SEC# 801-72637Covington, KY
Reg. AUM
$1.52B
Employees
21
Accounts
3,721
Location
Covington, KY
About Legacy Financial Advisors
Legacy Financial Advisors is a Cincinnati wealth management firm offering proactive, values-based, integrated planning. It emphasizes aligning treasure with clients' hearts and reducing overwhelm around opinions, fairness for heirs, and coordinated decision-making.
Summary based on the firm’s website.
Legacy Financial Advisors, Inc. assets under management
Legacy Financial Advisors, Inc. is a registered investment adviser overseen by the SEC based in Covington, KY. The firm has been registered since 2011. It reports $1.5 billion in regulatory assets under management and employs 21 people.
Legacy Financial Advisors, Inc. owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jonathan G Kasting | Chief Compliance Officer | Under 5% | 2021 |
| Laura Lee Branum Control | Chief Operations Officer | Under 5% | 2011 |
| Michael Joseph Maisel Control | Ceo And Managing Principal | 25-50% | 2011 |
| Paul Anthony Sartori Control | Managing Principal | 25-50% | 2011 |
| Peter Trent Lucas Control | Managing Principal | 25-50% | 2011 |
| Robert Justin Kuhnhein Control | Director Of Investments | Under 5% | 2019 |
Frequently asked questions
How much does Legacy Financial Advisors, Inc. manage?
Legacy Financial Advisors, Inc. reports $1.5 billion in regulatory assets under management on its Form ADV.
How many employees does Legacy Financial Advisors, Inc. have?
Legacy Financial Advisors, Inc. reports 21 employees.
Where is Legacy Financial Advisors, Inc. located?
Legacy Financial Advisors, Inc. is based in Covington, KY and has been SEC-registered since 2011.
Does Legacy Financial Advisors, Inc. disclose fund performance?
Legacy Financial Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 117 East Fourth Street, Covington, KY 41011 |
| Phone | 859-655-5225 |
| Fax | 859-655-9049 |
| Office hours | 8:00 a.m.-5:00p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 1730810 |
| Discloses disciplinary history | No |
Regulatory AUM
$1.52B▲ 21%
Mar '25Form ADV, monthlySep '26
How this firm compares
Regulatory AUMTop 26%
Larger than 74% of 16,369 advisers
EmployeesTop 23%
More than 77% of 16,804 advisers
Assets under management
$1.52Bregulatory AUM
Discretionary $1.52B