Legacy Financial Group, LLC
● SEC registered since 2014CRD 154927SEC# 801-79803Des Moines, IA
Reg. AUM
$1.01B
Employees
18
Accounts
4,146
Location
Des Moines, IA
Legacy Financial Group, LLC assets under management
Legacy Financial Group, LLC is a registered investment adviser overseen by the SEC based in Des Moines, IA. The firm has been registered since 2014. It reports $1 billion in regulatory assets under management and employs 18 people.
Legacy Financial Group, LLC owners & executives
9 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brian Joseph Hood Control | Partner Advisor | Under 5% | 2015 |
| Michelle Anne McCarthy | Chief Compliance Officer | Under 5% | 2025 |
| Rachel Elaine Wood Control | Partner Advisor | Under 5% | 2020 |
See all 9 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Legacy Financial Group, LLC manage?
Legacy Financial Group, LLC reports $1 billion in regulatory assets under management on its Form ADV.
How many employees does Legacy Financial Group, LLC have?
Legacy Financial Group, LLC reports 18 employees.
Where is Legacy Financial Group, LLC located?
Legacy Financial Group, LLC is based in Des Moines, IA and has been SEC-registered since 2014.
Does Legacy Financial Group, LLC disclose fund performance?
Legacy Financial Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 6000 Grand Avenue, Suite B, Des Moines, IA 50312 |
| Phone | 515-255-3306 |
| Fax | 515-277-3133 |
| Office hours | 8:00 a.m. To 5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 1834011 |
| Discloses disciplinary history | No |
Regulatory AUM
$1.01B▲ 20%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 33%
Larger than 67% of 16,271 advisers
EmployeesTop 26%
More than 74% of 16,825 advisers
Assets under management
$1.01Bregulatory AUM
Discretionary $995.6MNon-discretionary $11.9M