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Legacy Wealth Management Inc

● SEC registered since 1982CRD 108619SEC# 801-18073Memphis, TN
Export (members)
Reg. AUM
$2.66B
Employees
22
Accounts
4,667
Location
Memphis, TN

Legacy Wealth Management Inc assets under management

Legacy Wealth Management Inc is a registered investment adviser overseen by the SEC based in Memphis, TN. The firm has been registered since 1982. It reports $2.7 billion in regulatory assets under management and employs 22 people.

Legacy Wealth Management Inc owners & executives

10 reported
NameTitleOwnershipSince
Alan Edward Vosburg ControlIt Manager5-10%2013
Cathy Ann Simmons ControlChief Compliance OfficerUnder 5%2007
Duncan L Miller ControlPresident & Ceo10-25%2022
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Frequently asked questions

How much does Legacy Wealth Management Inc manage?

Legacy Wealth Management Inc reports $2.7 billion in regulatory assets under management on its Form ADV.

How many employees does Legacy Wealth Management Inc have?

Legacy Wealth Management Inc reports 22 employees.

Where is Legacy Wealth Management Inc located?

Legacy Wealth Management Inc is based in Memphis, TN and has been SEC-registered since 1982.

Does Legacy Wealth Management Inc disclose fund performance?

Legacy Wealth Management Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1715 Aaron Brenner Dr., Suite 301, Memphis, TN 38120-1443
Phone901-758-9006
Fax901-758-9007
Office hours8:30 a.m. - 5:00 p.m.
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyNo

Regulatory AUM

$2.66B▲ 13%
Mar '25 — $2.36BApr '25 — $2.36BMay '25 — $2.36BJun '25 — $2.36BJul '25 — $2.36BAug '25 — $2.36BSep '25 — $2.36BOct '25 — $2.36BNov '25 — $2.36BDec '25 — $2.36BJan '26 — $2.36BFeb '26 — $2.36BMar '26 — $2.66BApr '26 — $2.66BMay '26 — $2.66BJun '26 — $2.66B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 19%
Larger than 81% of 16,271 advisers
EmployeesTop 22%
More than 78% of 16,825 advisers

Assets under management

$2.66Bregulatory AUM
Discretionary $2.52BNon-discretionary $141M