Legion Partners Asset Management, LLC
● SEC registered since 2012CRD 164136SEC# 801-76750Los Angeles, CA
Ranks #5,112 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$200.9M
Fund GAV
$200.9M
Private funds
5
Employees
4
Accounts
5
Location
Los Angeles, CA
Legion Partners Asset Management, LLC assets under management
Legion Partners Asset Management, LLC is an SEC-registered investment adviser based in Los Angeles, CA. The firm has been registered since 2012. It reports $200.9 million in regulatory assets under management and employs 4 people. Legion Partners Asset Management, LLC manages 5 private funds with combined gross assets of $200.9 million, including Legion Partners, L.P. I. By regulatory assets, it ranks 5,112 of 6,004 private fund managers.
Legion Partners Asset Management, LLC private funds
5 funds · $200.9M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Legion Partners, L.P. I | Hedge | $173.1M | $3M |
| Legion Partners, L.P. II | Hedge | $19.7M | $50K |
| Legion Partners Special Opportunities, LP XVI | Hedge | $4.6M | $50K |
See all 5 funds — unlock the full record.
Join to unlock · $37/moLegion Partners Asset Management, LLC owners & executives
7 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Christopher Sean Kiper Control | Partner, Member Of Investment And Management Committee | Under 5% | 2012 |
| David Alan Katz Control | Chief Operating Officer | Under 5% | 2014 |
| Legion Partners Holdings, LLC Control | Member | Over 75% | 2012 |
See all 7 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Legion Partners Asset Management, LLC manage?
Legion Partners Asset Management, LLC reports $200.9 million in regulatory assets under management on its Form ADV.
How many private funds does Legion Partners Asset Management, LLC manage?
Legion Partners Asset Management, LLC manages 5 private funds with combined gross assets of $200.9 million.
How many employees does Legion Partners Asset Management, LLC have?
Legion Partners Asset Management, LLC reports 4 employees.
Where is Legion Partners Asset Management, LLC located?
Legion Partners Asset Management, LLC is based in Los Angeles, CA and has been SEC-registered since 2012.
Does Legion Partners Asset Management, LLC disclose fund performance?
Legion Partners Asset Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 12121 Wilshire Blvd, Suite 1240, Los Angeles, CA 90025 |
| Phone | 424-253-1774 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| CIK | 1595909 |
| Discloses disciplinary history | No |
Regulatory AUM
$200.9M▼ 8%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 74%
Larger than 26% of 16,271 advisers
AUM vs fund managersTop 85%
Larger than 15% of 6,004 private-fund managers
Number of fundsTop 40%
More funds than 60% of fund managers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$200.9Mregulatory AUM
Discretionary $200.9M