Lesa Sroufe & Company, Inc.
● SEC registered since 2005CRD 130232SEC# 801-63880Seattle, WA
Reg. AUM
$207.3M
Employees
4
Accounts
238
Location
Seattle, WA
Lesa Sroufe & Company, Inc. assets under management
Lesa Sroufe & Company, Inc. is an SEC-registered investment adviser based in Seattle, WA. The firm has been registered since 2005. It reports $207.3 million in regulatory assets under management and employs 4 people.
Lesa Sroufe & Company, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Lesa Anne Sroufe Control | President, Managing Director, Chief Financial Officer | Over 75% | 2004 |
| Shaun Elizabeth Corry Control | Chief Compliance Officer | 5-10% | 2006 |
Frequently asked questions
How much does Lesa Sroufe & Company, Inc. manage?
Lesa Sroufe & Company, Inc. reports $207.3 million in regulatory assets under management on its Form ADV.
How many employees does Lesa Sroufe & Company, Inc. have?
Lesa Sroufe & Company, Inc. reports 4 employees.
Where is Lesa Sroufe & Company, Inc. located?
Lesa Sroufe & Company, Inc. is based in Seattle, WA and has been SEC-registered since 2005.
Does Lesa Sroufe & Company, Inc. disclose fund performance?
Lesa Sroufe & Company, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 801 Second Ave, Suite 304, Seattle, WA 98104 |
| Phone | 206-838-8383 |
| Office hours | 6:30 a.m. - 4:00 p.m.Pst |
| SEC region | San Francisco Regional Office (SFRO) |
| CIK | 1492162 |
| Discloses disciplinary history | No |
Regulatory AUM
$207.3M▲ 31%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 74%
Larger than 26% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$207.3Mregulatory AUM
Discretionary $199.1MNon-discretionary $8.3M