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Level Four Capital Management

● SEC registered since 2019CRD 304792SEC# 801-117681Dallas, TX
Export (members)
Reg. AUM
$1.38B
Employees
9
Accounts
3,533
Location
Dallas, TX

Level Four Capital Management assets under management

Level Four Capital Management is an SEC-registered investment adviser based in Dallas, TX. The firm has been registered since 2019. It reports $1.4 billion in regulatory assets under management and employs 9 people.

Level Four Capital Management owners & executives

10 reported
NameTitleOwnershipSince
Edmon Jacob Tomes ControlPresident/CeoUnder 5%2019
Jill Marie Zacha ControlChief Compliance Officer, Corporate CounselUnder 5%2019
Level Four Group, LLC ControlMemberOver 75%2019
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Frequently asked questions

How much does Level Four Capital Management manage?

Level Four Capital Management reports $1.4 billion in regulatory assets under management on its Form ADV.

How many employees does Level Four Capital Management have?

Level Four Capital Management reports 9 employees.

Where is Level Four Capital Management located?

Level Four Capital Management is based in Dallas, TX and has been SEC-registered since 2019.

Does Level Four Capital Management disclose fund performance?

Level Four Capital Management is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address12400 Coit Road, Suite 700, Dallas, TX 75251
Phone866-834-1040
Office hours8 a.m.-5 p.m. Cst
SEC regionFort Worth Regional Office (FWRO)
Discloses disciplinary historyNo

Regulatory AUM

$1.38B▲ 12%
Mar '25 — $1.23BApr '25 — $1.23BMay '25 — $1.23BJun '25 — $1.23BJul '25 — $1.23BAug '25 — $1.23BSep '25 — $1.23BOct '25 — $1.23BNov '25 — $1.23BDec '25 — $1.23BJan '26 — $1.23BFeb '26 — $1.23BMar '26 — $1.38BApr '26 — $1.38BMay '26 — $1.38BJun '26 — $1.38B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 28%
Larger than 72% of 16,271 advisers
EmployeesTop 43%
More than 57% of 16,825 advisers

Assets under management

$1.38Bregulatory AUM
Discretionary $1.38B